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The U S Securities and Exchange Commission SEC is an independent agency of the United States federal government created in the aftermath of the Wall Website http www sec gov Industries Financial Services Company size 1 001 5 000 employees Headquarters Washington DC Type Government Agency

SEC.gov | HOME SEC.gov | Division of Trading and Markets: Electronic Filing of Form X-17A-5 Part III (Broker-Dealer, Security-Based Swap Dealer, and Major Security-Based Swap Participant Annual Reports) The SEC Can Further Strengthen the Tips, Complaints, and Referrals Program, Report No. 566 SEC.gov | HOME FWP EX-99.2 SEC.gov | New York Regional Office SEC.gov | Office of the Advocate for Small Business Capital Formation Concept Release: Business and Financial Disclosure Required by Regulation S-K

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SEC in Brief The establishment and constitution of the Securities and Exchange Commission of Sri Lanka was initially provided for by the Securities and

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The SEC Can Further Strengthen the Tips, Complaints, and Referrals Program, Report No. 566

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ABOUT SEC The Securities and Exchange Commission SEC is a Government Agency Mandated to Regulate and Develop the Nigerian Capital Market More on sec

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